Enhanced Due Diligence

Additional scrutiny and investigation applied to high-risk customers or transactions in compliance processes

Enhanced Due Diligence (EDD) is an advanced level of customer verification and risk assessment applied to high-risk customers, transactions, or relationships requiring additional scrutiny beyond standard due diligence.

Key Components

  • Detailed verification
  • Risk assessment
  • Background checks
  • Transaction monitoring
  • Documentation review

Trigger Factors

  • High-risk customers
  • Large transactions
  • Suspicious patterns
  • Geographic risks
  • Complex structures

Investigation Areas

  • Source of funds
  • Business purpose
  • Ownership structure
  • Transaction patterns
  • Risk exposure

Documentation

  • Identity verification
  • Financial records
  • Business documents
  • Transaction history
  • Risk assessments

Best Practices

  • Regular updates
  • Detailed records
  • Risk monitoring
  • Compliance checks
  • Staff training

EDD is crucial for managing high-risk relationships and ensuring regulatory compliance.